Webb7 SMALL ENTITY COMPLIANCE GUIDE: DEBT COLLECTION RULE v1.0 . 1.3 Additional resources . 1.3.1 Website resources, email notifications, and regulatory inquiries . Additional resources to help industry understand and … Webb27 jan. 2012 · 1 This guide was prepared by the staff of the U.S. Securities and Exchange Commission as a "small entity compliance guide" under Section 212 of the Small Business Regulatory Enforcement Fairness Act of 1996, as amended. The guide summarizes and explains rules adopted by the SEC, but is not a substitute for any rule itself. Only the rule …

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Small Entity Compliance Guide - Consumer Financial …

Webb18 okt. 2024 · Guides Small entity compliance guide. Download the latest version, version 2.0. Supervision and examination materials. Guides to how the Bureau will supervise and … Webb13 nov. 2012 · Introduction. On August 22, 2012, the Securities and Exchange Commission (“SEC”) adopted a new rule and form, as mandated by Section 1502 of the Dodd-Frank … WebbA Small Entity Compliance Guide 1 Introduction. On December 1, 2009, the Securities and Exchange Commission ("Commission"), collaboratively with seven other federal agencies, published in the Federal Register modify to the rules implementing certain secrecy reserves of the Gramm-Leach-Bliley Act ("GLB Act") and adopting a model confidential form. nursing school in shreveport